[1] Coase R.H.,″The Nature of the Firm,″ Economica,Vol.16.4(1937), pp.386-405.
[2] Williamson O.E.,″Transaction-cost Economics: The Governance of Contractual Relations,″ Journal of Law and Economics,Vol.22.2(1979), pp.233-261.
[3] Williamson O.E., The Economic Institutions of Capitalism, New York: Simon and Schuster International Press, 1985.
[4] Akerlof G.A.,″The Market for 'Lemons': Quality Uncertainty and the Market Mechanism,″ Quarterly Journal of Economics,Vol.84.3(1970), pp.488-500.
[5] Grossman S.J. & Hart O.D.,″The Costs and Benefits of Ownership: A Theory of Vertical and Lateral Integration,″ Journal of Political Economy,Vol.94.4(1986), pp.691-719.
[6] Coase R.H.,″The Problem of Social Cost,″Journal of Law and Economics, Vol.3(1960), pp.1-44.
[7] 费方域、蒋士成: 《合同理论的范式演进》,见[法]贝尔纳·萨拉尼耶: 《合同经济学》,上海: 上海财经大学出版社,2008年,第1-12页.
[Fei Fangyu & Jiang Shicheng,″The Paradigm Evolution of Contract Theory,″ in Salanié B., The Economics of Contracts:A Primer,Shanghai:Shanghai University of Finance and Economics Press, 2008, pp.1-12.]
Brousseau E.& Glachant J.M.,″The Economics of Contracts and the Renewal of Economics,″ http://brousseau.info/pdf/EBJMGIntroCUPCont02.pdf, 2016-01-13.
沈满洪、张兵兵:《交易费用理论综述》,《浙江大学学报(人文社会科学版)》,2013年第2期, 第44-58页.
8 [Shen Manhong & Zhang Bingbing,″A Review of the Transaction Cost Theory,″Journal of Zhejiang University(Humanities and Social Sciences), No.2(2013), pp.44-58.]
姜晓萍、衡霞:《农村土地流转风险的形成机理及外部性研究》,《农村经济》,2011年第11期, 第27-30页.
9 [Jiang Xiaoping & Heng Xia,″Study on the Formation Mechanism and Externality of Rural Land Circulation Risk,″Rural Economy,No.11(2011), pp.27-30.]
[11] Olson M., The Logic of Collective Action:Public Goods and the Theory of Groups,Cambridge:Harvard University Press, 1965.
[12] [美]科斯·哈特·斯蒂格利茨等: 《契约经济学》,[瑞典]拉斯·沃因、汉斯·韦坎德编,李风圣译,北京:经济科学出版社,1999年,第1-35页.
[Stiglize C.H., Contract Economics, edited by Werin L. & Wijkander H., trans. by Li Fengsheng, Beijing: Economic Science Press, 1999, pp.1-35.]
何怀宏:《契约伦理与社会正义——罗尔斯正义论中的历史与理性》,北京:中国人民大学出版社,1993年.
13 [He Huaihong, Contract Ethics and Social Justice:The History and Reason of Rawls’s Theory of Justice,Beijing:China Renmin University Press, 1993.]
[14] Maine H.S., Ancient Law:Its Connection with the Early History of Society,and Its Relation to Modern Ideas, Miami:HardPress Publishing, 1906.
[15] 陈本寒、马俊驹:《罗马法契约自由思想的形成及对后世法律的影响》,《武汉大学学报(哲学社会科学版)》,1995年第1期, 第65-71页.
[Chen Benhan & Ma Junju,″The Formation of the Free Contract Thought of Rome Law and Its Influence on the Later Law,″Wuhan University Journal(Philosophy & Social Sciences), No.1(1995), pp.65-71.]
[16] Macneil I.R., The New Social Contract:An Inquiry into Modern Contractual Relations,New Haven:Yale University Press, 1980.
[17] Laffont J.& Martimort D., The Theory of Incentives:The Principal-agent Model,Princeton:Princeton University Press, 2009.
[18] Adam S., The Wealth of Nations, New York: Modern Library, 1776.
[19] Babbage C., On the Economy of Machinery and Manufactures, London: Charles Knight, 1832.
[20] Cheung S.N., The Theory of Share Tenancy, Chicago: University of Chicago Press, 1969.
[21] Stiglitz J.E.,″Incentives and Risk Sharing in Sharecropping,″ Review of Economic Studies,Vol.41.2(1974), pp.219-255.
[22] Arrow K.J. & Debreu G.,″Existence of an Equilibrium for a Competitive Economy,″ Econometrica: Journal of the Econometric Society,Vol.22.3(1954), pp.265-290.
[23] Walras L.,″Elements of Pure Economics, or the Theory of Social Wealth,″ http://img.kb.dk/tidsskriftdk/pdf/nto/nto_0092-PDF/nto_0092_84245.pdf, 2016-01-13.
[24] Edgeworth F.Y., Mathematical Psychics: An Essay on the Application of Mathematics to the Moral Sciences, London: Kegan Paul, 1881.
[25] Buchanan J.M.,″A Contractarian Paradigm for Applying Economic Theory,″ American Economic Review,Vol.65.2(1975), pp.225-230.
[26] North D.C., Structure and Change in Economic History, New York: W.W. Norton, 1981.
[27] Klein B., Crawford R.G. & Alchian A.,″Vertical Integration, Appropriable Rents, and the Competitive Contracting Process,″ Journal of Law & Economics,Vol.21.2(1978), pp.297-326.
[28] Poppo L.& Zenger T.,″Do Formal Contracts and Relational Governance Function as Substitutes or Complements?″ Strategic Management Journal,Vol.23.8(2002), pp.707-725.
[29] Frankel R., Whipple J.S. & Frayer D.J.,″Formal Versus Informal Contracts: Achieving Alliance Success,″ International Journal of Physical Distribution & Logistics Management, Vol.26, No.3(1996), pp.47<inline-graphic xlink:href="1008-942X-48-2-55/img_6.jpg"/>63.
[30] Klein B.,″The Role of Incomplete Contracts in Self-enforcing Relationships,″ Revue Déconomie Industrielle,Vol.92.1(2000), pp.67-80.
[31] Telser L.G.,″A Theory of Self-enforcing Agreements,″ Journal of Business,Vol.53.1(1980), pp.27-44.
[32] Corts K.S. & Singh J.,″The Effect of Repeated Interaction on Contract Choice: Evidence from Offshore Drilling,″ Journal of Law, Economics & Organization,Vol.20.1(2004), pp.230-260.
[33] Ryall M.D. & Sampson R.C.,″Formal Contracts in the Presence of Relational Enforcement Mechanisms: Evidence from Technology Development Projects,″ Management Science,Vol.55.6(2009), pp.906-925.
[34] Kreps D.M. & Wilson R.,″Reputation and Imperfect Information,″ Journal of Economic Theory,Vol.27.2(1982), pp.253-279.
[35] Prendergast C.,″The Provision of Incentives in Firms,″ Journal of Economic Literature,Vol.37.37(1999), pp.7-63.
[36] [美]克莱因: 《契约与激励: 契约条款在确保履约中的作用》,见[法]让·米歇尔·格拉尚、埃里克·布鲁索编: 《契约经济学:理论和应用》,北京:中国人民大学出版社,1999年,第184-211页.
[Klein B.,″Contracts and Incentives:The Role of Contract Terms in Ensuring Compliance,in Brousseau E. & Glachant J.M. (eds.), The Economics of Contracts:Theories and Applications, Beijing: China Renmin University Press The Role of Contract Terms in Ensuring Compliance,″ in Brousseau E. & Glachant J.M. (eds.), The Economics of Contracts: Theories and Applications, Beijing: China Renmin University Press, 1999, pp.184-211.]
[37] Macaulay S.,″Non-contractual Relations in Business: A Preliminary Study,″ American Sociological Review,Vol.28.1(1963), pp.55-67.
[38] Klein B.,″Why Hold-ups Occur: The Self-enforcing Range of Contractual Relationships,″ Economic Inquiry,Vol.34.3(1996), pp.444-463.
[39] [美]埃里克·弗鲁博顿、[德]鲁道夫·芮切特: 《新制度经济学——一个交易费用分析范式》,姜建强、罗长远译,上海:上海三联书店、上海人民出版社,2006年.[Furubotn E. & Richter R., New Institutional Economics:A Transaction Cost Analysis Paradigm,trans. by Jiang Jianqiang & Luo Changyuan, Shanghai:Shanghai Joint Publishing Press & Shanghai People’s Publishing House, 2006.]
[40] Salanie B., The Economics of Contracts: A Primer, Cambridge: MIT press, 2005.
[41] Jensen M.C. & Meckling W.H.,″Theory of the Firm: Managerial Behavior, Agency Costs and Ownership Structure,″ Ssrn Electronic Journal,Vol.3.4(1976), pp.305-360.
[42] Tirole J.,″Incomplete Contracts: Where Do We Stand?″ Econometrica,Vol.67.4(1999), pp.741-781.
[43] Simon H.A., Administrative Behavior, Cambridge: Cambridge University Press, 1965.
[44] Hart O.D.,″Incomplete Contracts and the Theory of the Firm,″ Journal of Law, Economics & Organization,Vol.4.1(1988), pp.119-139.
[45] Jaffee S.& Morton J. (eds.),Marketing Africa’s High-value Food: Comparative Experiences of an Emergent Private Sector,Dubuque: Kendall Hunt Publishing Company, 1995.
[46] Knight F.H., Risk, Uncertainty, and Pro?t, Boston: Houghton Mifflin Company, 1921.
[47] Allen D.W. & Lueck D.,″The Role of Risk in Contract Choice,″ Journal of Law, Economics & Organization,Vol.15.3(1999), pp.704-736.
[48] Joskow P.L.,″Contract Duration and Relationship-specific Investments: Empirical Evidence from Coal Markets,″ American Economic Review,Vol.77.1(1987), pp.168-185.
[49] Baker G., Gibbons R.& Murphy K.J.,″Relational Contracts and the Theory of the Firm,″ Quarterly Journal of Economics,Vol.117.1(2002), pp.39-84.
[50] Greif A.,″Contract Enforceability and Economic Institutions in Early Trade: The Maghribi Traders’ Coalition,″ American Economic Review,Vol.83.3(1993), pp.525-548.
[51] Uzzi B.,″Social Structure and Competition in Interfirm Networks: The Paradox of Embeddedness,″ Administrative Science Quarterly,Vol.42.2(1997), pp.35-67.
[52] Macneil I.R.,″Restatement(Second) of Contracts and Presentation,″Virginia Law Review,No.4(1974), pp.589-610.
[53] Azariadis C.,″Implicit Contracts and Underemployment Equilibria,″ Journal of Political Economy,Vol.83.6(1975), pp.1183-1202.
[54] Akerlof G.A. & Miyazaki H.,″The Implicit Contract Theory of Unemployment Meets the Wage Bill Argument,″ Review of Economic Studies,Vol.47.47(1980), pp.321-338.
[55] Grossman S.J. & Hart O.D.,″Implicit Contracts, Moral Hazard, and Unemployment,″ American Economic Review,Vol.71.2(1981), pp.301-307.
[56] Hart O.D.,″Optimal Labour Contracts under Asymmetric Information: An Introduction,″ Review of Economic Studies,Vol.50.1(1983), pp.3-35.
[57] Chari V.V.,″Involuntary Unemployment and Implicit Contracts,″ Quarterly Journal of Economics,Vol.98.1(1983), pp.107-122.
[58] Ackerberg D.A. & Botticini M.,″Endogenous Matching and the Empirical Determinants of Contract Form,″ Journal of Political Economy,Vol.110.3(2002), pp.564-591.
[59] Harris M.& Raviv A.,″Optimal Incentive Contracts with Imperfect Information,″ Journal of Economic Theory,Vol.20.2(1979), pp.231-259.
[60] Davis C.G. & Gillespie J.M.,″Factors Affecting the Selection of Business Arrangements by Hog Farmers U.S.,″ Review of Agricultural Economics,Vol.29.2(2007), pp.331-348.
[61] Allen D.W. & Lueck D.,″Risk Preferences and the Economics of Contracts,″ American Economic Review,Vol.85.2(1995), pp.447-451.
[62] Arrow K.J.,″The Economics of Agency,″ in Pratt J. & Zeckhauser R.(eds.), Principals and Agents:The Structure of Business,Boston:Harvard University Press, 1984, pp.37-54.
[63] Mirrlees J.,″Notes On Welfare Economics, Information and Uncertainty,″ in Balch M., McFadden D. & Wu S.(eds.), Essays in Equilibrium Behavior under Uncertainty, Amsterdam: North-Holland, 1974, pp.243-261.
[64] Holmstrom B.& Milgrom P.,″Regulating Trade among Agents,″ Journal of Institutional & Theoretical Economics,Vol.146.1(1990), pp.85-105.
[65] Lazear E.P. & Rosen S., ″Rank-order Tournaments as Optimum Labor Contracts,″ http://www.nber.org/papers/w0401.pdf, 2016-01-13.
[66] Barzel Y., Economic Analysis of Property Rights, Cambridge: Cambridge University Press, 1997.
[67] Hart O. & Moore J., ″Contracts as Reference Points,″ https://doi.org/10.1162/qjec.2008.123.1.1, 2016-01-13.
[68] Hart O., Firms, Contracts,Financial Structure, Oxford: Oxford University Press, 1995.
[69] Cheung S.N.,″The Contractual Nature of the Firm,″ Journal of Law & Economics,Vol.26.1(1983), pp.1-21.
[70] Demsetz H.,″Toward a Theory of Property Rights,″ American Economic Review,Vol.57.2(1967), pp.347-359.
[71] Allen D.W. & Lueck D.,″Transaction Costs and the Design of Cropshare Contracts,″ Rand Journal of Economics,Vol.24.1(1993), pp.78-100.
[72] Aghion P.& Bolton P.,″An Incomplete Contracts Approach to Financial Contracting,″ Review of Economic Studies,Vol.59.3(1992), pp.473-494.
[73] 杨明洪:《农业产业化经营组织形式演进:一种基于内生交易费用的理论解释》,《中国农村经济》,2002年第10期, 第11-15页.
[Yang Minghong,″The Evolution of Agricultural Industrialization Management Organization Form: A Theoretical Explanation Based on Endogenous Transaction Cost,″Chinese Rural Economy,No.10(2002), pp.11-15.]
[74] 杨瑞龙、周业安:《交易费用与企业所有权分配合约的选择》,《经济研究》,1998年第9期, 第30-39页.
[Yang Ruilong & Zhou Yean,″Transaction Cost and the Choice of the Distribution Contract of Enterprise’s Ownership,″Economic Research Journal,No.9(1998), pp.30-39.]
罗必良、何一鸣:《博弈均衡、要素品质与契约选择——关于佃农理论的进一步思考》,《经济研究》,2015年第8期, 第162-174页.
75 [Luo Biliang & He Yiming,″Game Equilibrium, Factor Characteristics, and Contractual Choice: An Inquiry into the Share Tenancy Theory,″Economic Research Journal,No.8(2015), pp.162-174.]
[76] 黄少安:《交易费用理论的主要缺陷分析(上)》,《学习与探索》,1996年第4期, 第4-10页.
[Huang Shaoan,″The Main Defects of Transaction Cost Theory(Ⅰ),″Study & Exploration, No.4(1996), pp.4-10.]
[77] 笪凤媛、张卫东: 《交易费用的含义及测度:研究综述和展望》,《制度经济学研究》2010年第1期,第225页.
[Da Fengyuan & Zhang Weidong,″The Meaning and Measurement of Transaction Cost: Review and Prospect,″Research of Institutional Economics, No.1(2010), pp.225-241.]
[78] 姜付秀、朱冰、王运通: 《国有企业的经理激励契约更不看重绩效吗?》,《管理世界》2014年第9期,第143页.
[Jiang Fuxiu, Zhu Bing & Wang Yuntong,″Is Performance Less Valued in the State-owned Enterprise Manager Incentive Contract?″Management World, No.9(2014), pp.143-159.]
[79] 林毅夫、潘士远: 《信息不对称、逆向选择与经济发展》,《世界经济》2006年第1期,第3页.
[Lin Yifu & Pan Shiyuan,″Information Asymmetry, Adverse Selection and Economic Development,″The Journal of World Economy, No.1(2006), pp.3-11.]
[80] 聂辉华:《交易费用经济学:过去、现在和未来——兼评威廉姆森<资本主义经济制度>》,《管理世界》2004年第12期,第146页.
[Nie Huihua,″Transaction Cost Economics: Past, Present and Future: Review theEconomic Institute of Capitalism by Williamson,″ Management World, No.12(2004), pp.146-153.]
[81] [澳]杨小凯、黄有光: 《专业化与经济组织——一种新兴古典微观经济学框架》,张玉纲译,北京:经济科学出版社,1999年.
[Yang Xiaokai & Huang Youguang, Specialization and Economic Organization: A New Classical Microeconomic Framework, trans.by Zhang Yugang, Beijing: Economic Science Press, 1999.]
[82] 汤吉军:《不完全契约视角下国有企业发展混合所有制分析》,《中国工业经济》2014年第12期,第31页.
[Tang Jijun,″An Analysis of Mixed Ownership Development in State-owned Enterprises: An Imperfect Contract Perspective,″China Industrial Economics, No.12(2014), pp.31-43.]
[83] 王雅娟、范剑飞: 《长期契约的选择:交易还是关系?——基于资产专用性的二维分析框架》,《黑龙江社会科学》2014年第3期,第69页.
[Wang Yajuan & Fan Jianfei,″The Choice of Long-term Contract: Transaction or Relationship? —A Two-dimensional Analysis Framework Based on Asset Specificity,″Social Sciences in Heilongjiang, No.3(2014), pp.69-72.]
[84] 周雪光:《“关系产权”:产权制度的一个社会学解释》,《社会学研究》2005年第2期,第1页.
[Zhou Xueguang,″Property Rights as a Relational Concept: A Sociological Approach,″Sociological Studies, No.2(2005), pp.1-31.]
[85] 刘守英:《中国农地制度的合约结构与产权残缺》,《中国农村经济》1993年第2期,第31页.
[Liu Shouying,″The Contract Structure and Incomplete Property of Farmland System in China,″Chinese Rural Economy, No.2(1993), pp.31-36.]
[86] 姚洋:《中国农地制度:一个分析框架》,《中国社会科学》2000年第2期,第54页.
[Yao Yang,″China’s Rural Land System: An Analytical Framework,″Social Sciences in China, No.2(2000), pp.54-65.]
[87] 何一鸣、罗必良: 《农地流转、交易费用与产权管制:理论范式与博弈分析》,《农村经济》2012年第1期,第7页.
[He Yiming & Luo Biliang,″Land Transfer, Transaction Costs and Property Rights Control: A Theoretical Model and Game Analysis,″Rural Economy, No.1(2012), pp.7-12.]
[88] 张五常:《交易费用、风险规避与合约安排的选择》,见[美]R.科斯、A.阿尔钦、D.诺思等: 《财产权利与制度变迁——产权学派与新制度学派译文集》,上海:上海人民出版社,1994年,第137-165页.
[Zhang Wuchang,″Transaction Costs, Risk Aversion, and the Choice of Contractual Arrangements,″ in Coase R., Alchian A. & North D. et al., Property Rights and Institutional Change, Shanghai: Shanghai People’s Publishing House, 1994, pp.137-165.]
[89] 陆文聪、西爱琴: 《农业产业化中农户经营风险特征及有效应对措施》,《福建论坛(人文社会科学版)》2005年第7期,第83页.
[Lu Wencong & Xi Anqin,″The Characteristics of Farmers’ Management Risk and Effective Countermeasures in Agricultural Industrialization,″Fujian Tribune, No.7(2005), pp.83-86.]
[90] Pargal S., Hettige H.& Singh M. et al.,″Formal and Informal Regulation of Industrial Pollution: Comparative Evidence from Indonesia and the United States,″ World Bank Economic Review,Vol.11, No3(1997), pp.433-450.
[91] 杨立岩:《合同剩余、剩余控制权与剩余索取权——以山东农村鸭梨“采青”采购合同为例》,《经济评论》2001年第5期,第28页.
[Yang Liyan,″The Contract Surplus, Residual Control Rights and Residual Claim Rights: Taking Shandong Rural Pear 'Green' Procurement Contract as an Example,″Economic Review, No.5(2001), pp.28-32.]
[92] Kitts J.A. & Chiang Y.S.,″Norms,″ in V.N.Parrillo, Encyclopedia of Social Problems, Thousand Oaks: Sage Publishing, 2008, pp.625-626.
[93] Pretty J.& Ward H.,″Social Capital and the Environment,″ World Development,Vol.29, No2(2001), pp.209-227.
[94] 徐德信、汪国银: 《合约实施理论发展综述》,《安徽工业大学学报(社会科学版)》2010年第1期,第44页.
[Xu Dexin & Wang Guoyin,″Review of the Development of Contract Enforcement Theory,″Journal of Anhui University of Technology(Social Sciences), No.1(2010), pp.44-47.]
[95] 费孝通:《乡土中国生育制度》,北京: 北京大学出版社, 1998年.[Fei Xiaotong, The Fertility Regimes in Rural China, Beijing: Peking University Press, 1998.]
[96] 王永钦:《市场互联性、关系型合约与经济转型》,《经济研究》2006年第6期,第79页.
[Wang Yongqin,″Market Interconnection, Relational Contract and Economic Transition,″Economic Research Journal, No.6(2006), pp.79-91.]
[97] 周其仁:《公有制企业的性质》,《经济研究》2000年第11期,第3页.
[Zhou Qiren,″The Nature of Public-owned Enterprises,″Economic Research Journal, No.11(2000), pp.3-12.]
[98] 万俊毅、欧晓明: 《社会嵌入、差序治理与合约稳定——基于东进模式的案例研究》,《中国农村经济》2011年第7期,第14页.
[Wan Junyi & Ou Xiaoming,″Social Embeddedness, Differential Governance and Contract Stability: A Case Study on the Mode of the Dongjin,″Chinese Rural Economy, No.7(2011), pp.14-24.]
[99] 亓同惠:《法治中国背景下的“契约式身份”:从理性规制到德性认同》,《法学家》2015年第3期,第1页.
[Qi Tonghui,″The Contractual Status in the Context of Rule of Law in China: From Rational Regulation to Virtue Identity,″The Jurist, No.3(2015), pp.1-15.]
[100] Gambetta D.,″Can We Trust Trust,″ in D.Gambetta(ed.) Trust: Making and Breaking Cooperative Relations, Oxford: Basil Blackwell, 2000, pp.213-237.
[101] 黄再胜、王玉: 《公平偏好、薪酬管制与国企高管激励——一种基于行为合约理论的分析》,《财经研究》2009年第1期,第16页.
[Huang Zaisheng & Wang Yu,″Fairness Preference, Compensation Regulation and Incentives of Senior Managers in State-owned Enterprises: Based on Behavior Contract Theory,″Journal of Finance and Economics, No.1(2009), pp.16-27.]
[102] 胡军、朱文胜、庞道满: 《劳动契约、交易费用与关系治理——华人家族企业内部治理行为分析》,《暨南学报(哲学社会科学版)》2002年第3期,第14页.
[Hu Jun, Zhu Wensheng & Pang Daoman,″Labor Contract, Transaction Cost and Relation Governance: Analysis on Internal Governance Behaviors in Chinese Clan Corporations,″Journal of Jinan University(Philosophy & Social Science Edition), No.3(2002), pp.14-19.]
[103] Jones N.,″Investigating the Influence of Social Costs and Benefits of Environmental Policies through Social Capital Theory,″ Policy Sciences,Vol.43, No3(2010), pp.229-244.
[104] Gachter S., B.Herrmann & C.Thoni,″Trust, Voluntary Cooperation, and Socio-economic Background: Survey and Experimental Evidence,″ Journal of Economic Behavior & Organization,Vol.55, No4(2004), pp.505-531. |