There is extensive interest in how deliberative democracy can be institutionalized, in particular through forms of democratic innovation that directly engage citizens in the political process. This paper analyses two aspects of this ″institutional turn″. First, through a comparison of mini-publics and participatory budgeting, it shows how the design of any democratic innovation involves trade-offs between deliberative democratic goods. Second, it reflects on the pressing question of how democratic innovations can be integrated more effectively into the political system. The article concludes that the focus on institutionalization provides an important critical perspective on current debates on deliberative systems.
[英]格雷汉姆·史密斯. 协商民主制度化: 民主创新与协商体系[J]. 浙江大学学报(人文社会科学版), 2018, 4(2): 5-18.
Graham Smith. The Institutionalization of Deliberative Democracy: Democratic Innovations and the Deliberative System. JOURNAL OF ZHEJIANG UNIVERSITY, 2018, 4(2): 5-18.
[1] Owen D.& Smith G.,″Survey Article: Deliberation, Democracy, and the Systemic Turn,″ Journal of Political Philosophy,Vol.23.2(2015), pp.213-234. [2] Thompson D.F.,″Deliberative Democratic Theory and Empirical Political Science,″ Annual Review of Political Science,Vol.11.1(2008), pp.497-520. [3] Smith G., Democratic Innovations:Designing Institutions for Citizen Participation,Cambridge:Cambridge University Press, 2009. [4] Fung A.,″Survey Article: Recipes for Public Spheres: Eight Institutional Design Choices and Their Consequences,″ The Journal of Political Philosophy,Vol.11.3(2003), pp.338-367. [5] Ryan M.& Smith G.,″Defining Mini-publics,″ in Grönlund K., Bächtiger A. & Setälä M.(eds.), Deliberative Mini-publics, Colchester: ECPR Press, 2014, pp.9-26. [6] Setälä M.& Smith G.,″Mini-publics and Deliberative Democracy,″ in Bächtiger A., Dryzek J.S. & Mansbridge J.J.(eds.), The Oxford Handbook of Deliberative Democracy, Oxford: Oxford University Press, 2018. [7] Wampler B., Participatory Budgeting in Brazil:Contestation,Cooperation, and Accountability, University Park, PA:Penn State University Press, 2007. [8] Fishkin J.S., When the People Speak:Deliberative Democracy and Public Consulation,Oxford:Oxford University Press, 2009. [9] Mansbridge J., Bohman J.& Chambers S. et al.,″A Systemic Approach to Deliberative Democracy,″ in Parkinson J. & Mansbridge J.(eds.), Deliberative Systems, Cambridge: Cambridge University Press, 2012, pp.1-26. [10] Hendriks C.M.,″Coupling Citizens and Elites in Deliberative Systems: The Role of Institutional Design,″ European Journal of Political Research,Vol.55.1(2016), pp.43-60. [11] Ryan M.& Smith G.,″Towards a Comparative Analysis of Democratic Innovations: Lessons from a Small-n fsQCA of Participatory Budgeting,″ Revista Internacional de Sociología,Vol.70.2(2012), pp.89-120. [12] Lijphart A.,″Unequal Participation: Democracy’s Unresolved Dilemma,″ American Political Science Review,Vol.91.1(1997), pp.1-14. [13] Pattie C., Seyd P.& Whiteley P., Citizenship in Britain:Values,Participation and Democracy, Cambridge:Cambridge University Press, 2005. [14] Verba S., Norman H.N. & Jae-On K., Participation and Political Equality, Cambridge: Cambridge University Press, 1978. [15] Philips A., Engendering Democracy, Cambridge: Polity Press, 1991. [16] Sartori G., The Theory of Democracy Revisited, Chatham: Chatham House, 1987. [17] Goodin R., Innovating Democracy, Oxford: Oxford University Press, 2008. [18] Young I.M., Justice and the Politics of Difference, Princeton: Princeton University Press, 1990. [19] Young I.M., Inclusion and Democracy, Oxford: Oxford University Press, 2000. [20] Font J., Smith G. & Galais C.et al.,″Cherry-picking Participation: Explaining the Fate of Proposals from Participatory Processes,″2017-10-18, DOI: 10.1111/1475-6765.12248. [21] Arendt H., Lectures on Kant’s Political Philosophy, Chicago: University of Chicago Press, 1982. [22] Offe C.& Preuss U.K.,″Democratic Institutions and Moral Resources,″ in Held D.(ed.), Political Theory Today, Cambridge: Polity Press, 1991, pp.143-171. [23] Miller D.,″Deliberative Democracy and Social Choice,″ Political Studies, Vol.40, No.S1(1992), pp.54-67. [24] Warren M.,″What Should We Expect from More Democracy? Radically Democratic Responses to Politics,″ Political Theory,Vol.24.2(1996), pp.241-270. [25] Stoker G., Armstrong C.& Banya M. et al., Prospects for Citizenship, London: Bloomsbury Academic, 2010. [26] Chwalisz C.,″An Athenian Solution to Democratic Discontent,″ 2015-02-26, ″An Athenian Solution to Democratic Discontent,″ 2015-02-26, http://www.democraticaudit.com/?p=11287 2017-06-13. [27] Andersen V.& Hansen K.,″Deliberative Democracy and the Deliberative Poll on the Euro,″ Scandinavian Political Studies,Vol.27.3(2004), pp.261-286. [28] Sunstein C.,″The Law of Group Polarization,″ The Journal of Political Psychology,Vol.10.2(2002), pp.175-195. [29] Grönlund K., Setälä M.& Herne K.,″Deliberation and Civic Virtue: Lessons from a Citizen Deliberation Experiment,″ European Political Science Review,Vol.2.1(2010), pp.95-117. [30] Warren M.E. & Gastil J.,″Can Deliberative Minipublics Address the Cognitive Challenges of Democratic Citizenship,″ The Journal of Politics,Vol.77.2(2015), pp.582-574. [31] Sintomer Y., Herzberg C.& Alegretti G. et al.,″Learning from the South: Participatory Budgeting Worldwide — An Invitation to Global Cooperation,″ http://www.cs.unsyiah.ac.id/~frdaus/PenelusuranInformasi/File-Pdf/LearningfromtheSouth-ParticipatoryBudgetingWorldwide-Study_0.pdf 2017-06-13. [32] Abers R.N.,″Learning Democratic Practice: Distributing Government Resources through Popular Participation in Porto Alegre, Brazil,″ in Douglass M. & Friedmann J.(eds.), Cities for Citizens, Chichester & New York: Wiley, 1998, pp.39-65. [33] Baiocchi G., Militants and Citizens:The politics of Participatory Democracy in Porto Alegre,Stanford:Stanford University Press, 2005. [34] Peruzzotti E., Magnelli M.& Peixoto T.,″La Plata; Argentina: Multi-channel Participatory Budgeting,″ http://library.uniteddiversity.coop/Decision_Making_and_Democracy/Participatory_Budgeting/La_Plata_Argentina-Multi-Channel_Participatory_Budgeting_Case_Study.pdf 2017-06-13. [35] Cabannes Y.,″Participatory Budgeting: A Significant Contribution to Participatory Democracy,″ Environment and Urbanization,Vol.16.1(2004), pp.27-46. [36] Mansbridge J., Bohman J.& Chambers S. et al.,″The Place of Self-interest and the Role of Power in Deliberative Democracy,″ Journal of Political Philosophy,Vol.18.1(2010), pp.64-100. [37] Gret M.& Sintomer Y., The Porto Alegre Experiment: Learning Lessons for Better Democracy, London: Zed Books, 2005. [38] Saward M.,″Enacting Democracy,″ Political Studies,Vol.51.1(2003), pp.161-179. [39] Parkinson J., Deliberating in the Real World:Problems of Legitimacy in Deliberative Democracy,Oxford:Oxford University Press, 2006. [40] Lafont C.,″Deliberation, Participation and Democratic Legitimacy: Should Deliberative Minipublics Shape Public Policy?″ The Journal of Political Philosophy,Vol.23.1(2015), pp.40-63. [41] Cutler F., Johnston R.& Carty R.K. et al.,″Deliberation, Information and Trust:The BC Citizens’ Assembly as Agenda-setter,″ in Warren M.E. & Pearse H.(eds.),Designing Deliberative Democracy:The British Columbia Citizens’ Assembly, Cambridge: Cambridge University Press, 2008. [42] Gastil J., Richards R.& Knobloch K.,″Vicarious Deliberation: How the Oregon Citizens’ Initiative Review Influenced Deliberation in Mass Elections,″ International Journal of Communication,Vol.8.1(2013), pp.62-89. [43] Bherer L., Gauthier M. & Simard L.,″Autonomy for What? Comparing the Role of Autonomous Public Organizations Dedicated to Public Participation,″ https://ecpr.eu/events/paperdetails.aspx?PaperID=16264&EventID=12,2017-06-13. [44] Chambers S.,″Rhetoric and the Public Sphere: Has Deliberative Democracy Abandoned Mass Democracy?″ Political Theory,Vol.37.3(2009), pp.323-350. [45] Böker M.,″Justification, Critique and Deliberative Legitimacy: The Limits of Mini-publics,″ Contemporary Political Theory,Vol.16.1(2017) , pp.19-40. [46] Dryzek J.,″Global Democratization: Soup, Society, or System,″ Ethics and International Affairs,Vol.25.2(2011), pp.211-234.