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浙江大学学报(人文社会科学版)
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选择性执法、非法治化竞争与系统性腐败
陈国权 陈晓伟 孙韶阳
Selective Enforcement, Illegal Competition, and Systematic Corruption
Chen Guoquan Chen Xiaowei Sun Shaoyang

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摘要 

部分地方政府执法领域的腐败呈多发性、关联性特征,是我国腐败现象比较集中的领域。地方政府对执法权力的选择性运用引发了经济社会运行中的非法治化竞争,从而引发系统性腐败现象。非法治化竞争是指缺乏法治基础、参与竞争的各方利益得不到法治保障的竞争状态,具体表现为竞争规则不明晰或得不到严格遵守,发生冲突与争议时得不到公正有效的仲裁。系统性腐败是指除了腐败分子的个人主观原因,其所在系统的某些制度环境也成为诱发腐败的重要原因,具体表现为腐败的多发性、制度关联性及其固定模式。共赢、风险、保险、掠夺四种模式解释了系统性腐败的发生机制及其背后的制度原因,由此产生的非法治化竞争现象在宏观上表现为区域性市场分割与地方间的恶性竞争,微观上表现为执法腐败下企业的违法竞争与非制度化生存。

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陈国权 陈晓伟 孙韶阳
关键词 地方政府选择性执法非法治化竞争系统性腐败    
Abstract

Corruption in the field of government law enforcement, which occurs more frequently in China, shows the characteristics of multiplicity and relevance. Local governments’ selective enforcement is not only related to officials’ rent-seeking behaviour, but also a method to balance the conflict between strict enforcement and sustaining economic growth. The conclusion based on long-term observation shows that, the non-benign interaction between governments and enterprises, caused by the local governments’ selective enforcement, brings two problems to the economic and social development: systematic corruption in the government at an invisible level, and illegal competition in the market at an explicit level. Systematic corruption, featured by multiplicity, institutional relevance and typical models, is mainly caused by the institutional environment of the political system, besides personal reasons of corrupt officials. Illegal competition refers to a status that competition in the market lacks of legalized infrastructure and protection for competitors’ legal rights. Under the condition of illegal competition, rules are not so clear or strictly obeyed, the arbitration will probably be unfair and inefficient when conflicts and controversies happen. This article focuses on the logic behind the non-benign interaction between governments and enterprises, and proposes four models to describe the mechanism and institutional reasons of systematic corruption, which are the win-win model, the risk model, the insurance model and the predatory model. The win-win model is based on the government performance assessment system, which takes economic performance as the main indicator. The risk model works when officials’ rent-seeking behaviour is beyond of constraints, and the power supervision is not efficient. The insurance model results from the insecurity of enterprises, which reflects the uncertainty and changing policies during the period of social transformation in China. The predatory model is related to the helpless of local governments in face of contradictions and tension brought by institutional transition. With the long-term influence of the non-benign interaction between governments and enterprises, based on the local governments’ selective enforcement and driven by the four models above, illegal competition forms in the market, which featured by regional segmentation in the market and vicious competition between different local governments at the macro level, and widespread illegal competition and enterprises’ non-institutionalized existence in the circumstances of law enforcement corruption at the micro level. Illegal competition leads to widespread bribery among enterprises, thus, resulting in multiple and relevant systematic corruption between different local governments and government departments. To aviodavoid systematic corruption and make the market competition under the rule of law, the scientificity of laws is needed, as well as a certain institutional environment. It is believed that sound institutions can change the situation of local governments’ selective enforcement, helping realize fair, transparent, and strict law enforcement, and create a healthy market competition environment.

Key wordslocal government    selective enforcement    illegal competition    systematic corruption   
    
引用本文:   
陈国权 陈晓伟 孙韶阳. 选择性执法、非法治化竞争与系统性腐败[J]. 浙江大学学报(人文社会科学版), 2015, 1(6): 164-. Chen Guoquan Chen Xiaowei Sun Shaoyang. Selective Enforcement, Illegal Competition, and Systematic Corruption. JOURNAL OF ZHEJIANG UNIVERSITY, 2015, 1(6): 164-.
链接本文:  
https://www.zjujournals.com/soc/CN/     或     https://www.zjujournals.com/soc/CN/Y2015/V1/I6/164
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