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浙江大学学报(人文社会科学版)  2024, Vol. 54 Issue (2): 91-106    DOI: 10.3785/j.issn.1008-942X.CN33-6000/C.2023.05.114
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中国社会流动性的变迁及影响因素研究
左红1, 杨沫2
1.浙江大学 经济学院,浙江 杭州 310058
2.中国社会科学院 农村发展研究所,北京 100732
A Study of the Change of Social Mobility and the Influencing Factors in China
Zuo Hong1, Yang Mo2
1.School of Economics, Zhejiang University, Hangzhou 310058, China
2.Rural Development Institute, Chinese Academy of Social Sciences, Beijing 100732, China

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摘要 将代际职业流动作为社会流动性的代理指标,基于2006—2017年共计六轮CGSS调查数据研究我国代际职业流动性的变化趋势、代际职业向上流动的主要影响因素及其贡献率的变化发现:2006—2017年,我国代际职业流动性呈先上升后下降趋势,但整体代际职业流动性有所上升;年龄越小、学历水平越高的子代实现代际职业阶层跨越的概率越大,且该影响逐渐增强;农村家庭比城镇家庭的代际职业向上流动性更高。增加农村公共教育资源投入、加大高校招生对中西部和农村地区的倾斜力度、将农民纳入正规技术职级晋升体系等均有助于提高社会流动性。
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左红
杨沫
关键词 社会流动代际职业流动机会公平Altham指数    
Abstract:The report of the 20th National Congress of the Communist Party of China proposed to “encourage people to achieve prosperity through hard work, promote equal opportunities, increase the incomes of low-income earners, and expand the size of the middle-income group”. For the promotion of equal opportunities and the realization of common prosperity for all people, enhancing social mobility is crucial. This paper takes intergenerational occupational mobility as a proxy for social mobility to study the changing trends of intergenerational occupational mobility and its influencing factors in China. Specifically, this paper is based on the data from the six waves of the Chinese General Social Survey (CGSS) from 2006 to 2017. Firstly, this study adopts the ISCO-88 job codes and the job classification method of China’s National Bureau of Statistics, dividing occupations into six categories, and ranking different occupations according to the median income within each occupation. Secondly, absolute mobility and Altham index are adopted to measure the changing trends of intergenerational mobility in China. Lastly, the binary Logit model and the Shapley value decomposition method are used to study the main factors affecting upward intergenerational occupational mobility and the changes in their contribution rates.The research finds that from 2006 to 2017, although China’s intergenerational occupational mobility showed an initial increase followed by a decrease, the overall intergenerational occupational mobility has risen, and intergenerational occupational immobility has somewhat eased. In terms of the influencing factors of upward intergenerational mobility and changes in their contribution rates, a younger age and a higher education level of the offspring are associated with a greater probability to achieve upward intergenerational occupation mobility, and this influence of age and education level has strengthened over the years. Moreover, this paper also finds that the conversion of household registration status from “agriculture to non-agriculture” can significantly increase the probability of upward intergenerational occupational mobility, which to some extent indicates that rural families have a higher upward intergenerational occupational mobility than urban families.Policy implications include increasing the investment in public education resources in rural areas, strengthening the policy of preferential college admission for students in central and western regions and rural areas, and farmers in a formal system of professional title promotion, all of which help to improve social mobility.The main contributions of this paper include the following three points. First, this paper uses measures of absolute and relative mobility to depict the level and changing trends of intergenerational occupational mobility. Among them, the measure of relative mobility based on Altham index fully considers socio-economic structural changes and thus to a certain extent overcomes the defects of existing research in indicator selection and researches methods. Second, this study deeply explores the influencing factors of upward intergenerational occupational mobility and analyzes the changes in the contribution rate of each factor over time. This allows policy-makers to fully understand the changing characteristics of each factor’s contribution, thereby formulating or adjusting relevant policy measures timely and effectively according to the current situation. Third, this paper reveals the fact that the upward intergenerational occupational mobility of rural families is higher than that of urban families, and that the conversion of household registration status from “agriculture to non-agriculture” plays a substantial role. In the context of gradually diminishing dividends of urbanization in the future, this paper offers relevant policy suggestions on how to further enhance the intergenerational mobility of rural residents.
Key wordssocial mobility    intergenerational occupational mobility    equity of opportunity    Altham index   
收稿日期: 2023-05-11     
基金资助:浙江省自然科学基金项目(LY22G030001);国家自然科学基金青年项目(72203231);中国社会科学院青年科研启动项目(2023YQNQD031);浙江省哲学社会科学重点研究基地浙江大学中国开放型经济研究中心项目(CRCOE2023021);中央高校基本科研业务费专项资金项目
作者简介: 左红(https://orcid.org/0000-0003-2762-3657),女,浙江大学经济学院副教授,浙江大学民生保障与公共治理研究中心研究员,浙江大学共享与发展研究院研究员,硕士生导师,经济学博士,主要从事代际流动、收入分配和共同富裕等方面的研究;;杨沫(https://orcid.org/0009-0006-8473-1549)(通信作者),女,中国社会科学院农村发展研究所副研究员,经济学博士,主要从事收入分配、代际流动、城镇化和市民化等方面的研究;
引用本文:   
左红, 杨沫. 中国社会流动性的变迁及影响因素研究[J]. 浙江大学学报(人文社会科学版), 2024, 54(2): 91-106. Zuo Hong, Yang Mo. A Study of the Change of Social Mobility and the Influencing Factors in China. JOURNAL OF ZHEJIANG UNIVERSITY, 2024, 54(2): 91-106.
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https://www.zjujournals.com/soc/CN/10.3785/j.issn.1008-942X.CN33-6000/C.2023.05.114     或     https://www.zjujournals.com/soc/CN/Y2024/V54/I2/91
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